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Compliance Assistant

Permanent  for Search Consultancy in Liverpool

Compliance AssistantLiverpool£20,000 Р£24,000My client, an established Financial Services organisation, are seeking to appoint a Compliance Assistant in their Liverpool based office. This opportunity will suit individuals with excellent working knowledge of the FCA regulatory framework, seeking to further their career in the Financial Services sector within a prestigious organisation.The key duties and responsibilities will be based around providing top-notch support to the Compliance Team, and involve, but are not limited to, assisting with: * Completion of statistics, gathering data, and some risk-based compliance monitoring* Preparation of reports and MI, including input and production of management reports, information, KPIs and other data as required for monitoring and committee purposes* Preparation and submission of regulatory returns* Monitoring Anti-Money Laundering procedures as well as FCA and other regulatory websites, reporting on relevant matters* Diary management for Consultants* Liaising with Consultants as to ensure adherence to SLA* Reviewing and updating policies and procedures* Undertaking project work where required* General administration duties as requiredIt is essential for the candidates to have already obtained or be working towards R01 or FPC1. Report writing skills, attention to detail and ability to work to deadlines are also crucial. Please note applicants from a Financial Planning Administration or a Provider background will also be considered, as long as they can demonstrate knowledge of the FCA rules and their application.If you meet the criteria above and you are interested to find out more, please contact Antonia Mihaylova at Search Financial Services on 0161 835 8318 or simply send the most recent version of your CV directly to

Job added on 30-06-2014